Compliance

Emma joined Finance Shop in September 2011 initially as the Investment Operations Manager, overseeing the administration of client portfolios within the Wealth Management Team. In late 2018, Emma switched roles to PA Team Manager for Scott, whilst studying for her Diploma. Emma has recently been promoted to Compliance Officer and looks forward to the change in direction with her career.

Outside of work Emma enjoys keeping active and spending time with her family.

Mike joined Finance Shop in 1997, having spent several years working for a large insurance company, where he gained a solid grounding in the areas of personal insurances, pensions and investments. Whilst initially working as an Adviser, he began to split his time between advising and Compliance, and this eventually led to a full-time move to a Compliance role. Mike is always looking to increase his knowledge and has completed the Advanced Diploma in Financial Planning qualification.

Outside of work, Mike enjoys reading, travel and history and with his family now grown up is hoping to spend more time on leisure activities.

Zoe joined Finance Shop in April 2021 having worked in the financial services industry for over 10 years. She gained valuable experience working in various roles for a high street bank, as well as during her time with a specialist broker working as a buy to let mortgage adviser. She was keen to take her career in a different direction and since joining Finance Shop, has gained further qualifications to support her role.

In her spare time, Zoe likes to cook and enjoys spending time with her partner and their family.